Upping the Ante: Cybersecurity, the SEC and Investment Firms

The U.S. Securities and Exchange Commission (SEC) has moved a step closer to adoption of its proposed Cybersecurity Risk Management Rules. The rules, originally proposed in February 2022, were recently moved from proposed rule to the final rule stage on the agency’s Regulatory Flexibility Agenda. Signs are pointing to likely action on the final rule by April 2023.
There is a lot to unpack in the proposed rule. ECI is pleased to moderate a timely discussion between cybersecurity, legal and compliance experts about the various impacts to the Investment Sector.


  • Rich Itri, CIO, ECI
  • Steve Schoener, CTO, ECI
  • Scott Pomfret, Founder, Regulatory Counsel
  • Daniel Bresler, Partner, Seward & Kissel
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