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Governance, Risk and Compliance

The oversight of your firm’s overall security, with valuable insight on how to enhance your security posture by reviewing, contextualizing, and enhancing control.

Learn about Governance, Risk and Compliance

What is Governance, Risk and Compliance?

Learn more about Governance, Risk and Compliance

With ECI’s Governance, Risk and Compliance solution, we deliver a best-in-class service that provides a comprehensive governance and risk management program. It provides full transparency into your overall security program, with the insights to continually enhance your security posture and meet compliance requirements.

Governance, Risk and Compliance Benefits
With cybersecurity integrated, measured, and managed as part of an overarching compliance and risk program we keep on top of the most prevalent threats, trends, and rules – so you don’t have to. We ensure your business is proactively and comprehensively compliant and aligned with all relevant security regulations. We provide the expertise, processes, and services with modern solutions to create a turn-key cybersecurity function.

Solution highlights

  • Assess, categorize, and prioritize your unique risks
  • Conduct a Business Impact Analysis to determine your most critical vendors and file locations
  • Conduct Vendor Due Diligence on your most critical vendors
  • Build out an Information Security Policy
  • Develop an Incident Response/Business Continuity Policy
  • The intelligence to safeguard your data based on sensitivity and importance
  • Regular vulnerability scans to track and prioritize unique remediation needs
  • Track your organization's unique security metrics and make qualitative recommendations to improve your security posture
Cybersecurity challenge: Protect your data


Unpreparedness makes for easy targets

Cybersecurity preparedness and operational resiliency are critical to meet your regulatory requirements and protect your business from the damage data breaches can do to revenues and reputations. Password weaknesses, open access to sensitive files, insecure vendor ecosystems, and inadequate incident response plans make firms more vulnerable to attacks.


Validate and ensure continuous compliance

Adhere to regulatory standards

Implement a program that meets the requirements set out by GDPR, NYDFS, SECI, the Division of
Examinations, and FINRA.


Stay ahead of risk

Regular reviews of relevant cyber and governance items and to validate appropriate user access.


Plan your response

Create a blueprint to outline how you prepare, identify, eradicate, and recover from cybersecurity incidents.

Benefit: Continuous program for risk & compliance management


Ongoing risk management
Identify, estimate, and prioritize risks that could impact your customers, operations, assets, and people.

Governance housekeeping
An ongoing program to understand your risks, outline a strategy, and facilitate your adherence to compliance

Access critical vendors
Rank vendors based on risk potential based on data privacy, due diligence, security risks, and disaster recovery—with remediation recommendations.


Vulnerability Assessments

Best-of-breed vulnerability management and assessments

Our team scans for vulnerabilities and misconfigurations across endpoints, network devices, hosted applications, and cloud platforms for both internal and external facing environments.

Dark Web Monitoring

Enhance data protection and reduce account takeover risk

ECI monitors the dark web to see if client watchlist assets are exposed and provide immediate notification.

Phishing and Training

Controlled simulations, with actionable insights

Test how your employees responses to phishing attacks through controlled simulations, with actionable insights for continued education.


Mitigate risks. Stay compliant

Speak with one of our experts today to learn how we can be a complete partner for your cybersecurity needs.