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Video: 10 Takeaways from the SEC Cybersecurity Exam Findings

Earlier this month, the SEC released a report revealing the findings of its 2014 cybersecurity exam sweep, during which they visited with more than 100 broker-dealers and registered investment advisers to determine their levels of preparedness relative to cybersecurity attacks and incidents.

Watch our video as we review the SEC's cybersecurity exam findings and best practices for managing a secure investment firm.