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Video: SEC Guidance Update: Business Continuity Planning

In June 2016, the SEC’s Division of Investment Management issued a guidance update for registered investment advisers regarding business continuity planning. The guidance specifically underlines the importance of understanding how critical service providers plan for business disruptions and address operational risk.

In this video, Eze Castle Integration’s Certified Business Continuity Planners review the SEC’s latest guidance update and provide practical advice to hedge funds and private equity firms with regard to:

  • Creating resiliencies at the fund level to mitigate operational risk;
  • Evaluating critical service provider BCPs and disaster recovery protocols; and
  • Examining interrelationships between various service providers and how they may impact business resiliency.

Watch the 1-hour video now.