Exploring FINRA’s Spotlight on RegTech: The Evolution of Compliance and Regulation Tools


Please watch as Eze Castle Integration and Global Relay discuss the evolution of compliance and regulation tools and FINRA's take on RegTech.

Topics for discussion include:

  • What is RegTech and why does it matter?

  • New potential and new challenges: how FINRA approaches new technologies

  • Where RegTech is headed in 2019 and beyond

  • Key use cases for investment management firms


  • Matt Jones, Partnerships Manager, Eze Castle Integration

  • Donald McElligott, VP of Compliance Supervision, Global Relay

Watch the 35-min video now.

Don't Forget to Share this Resource