Exploring FINRA’s Spotlight on RegTech: The Evolution of Compliance and Regulation Tools
Please watch as Eze Castle Integration and Global Relay discuss the evolution of compliance and regulation tools and FINRA's take on RegTech.
Topics for discussion include:
What is RegTech and why does it matter?
New potential and new challenges: how FINRA approaches new technologies
Where RegTech is headed in 2019 and beyond
Key use cases for investment management firms
Matt Jones, Partnerships Manager, Eze Castle Integration
Donald McElligott, VP of Compliance Supervision, Global Relay
Watch the 35-min video now.