Eze Castle Integration

Seminar: Future of Securities Regulation for Fund Managers

Pillsbury Shaw's Office, San Francisco, CA

Pillsbury and Eze Castle Integration invite you to a discussion on the future of securities regulation and the implications to fund managers. The seminar will specifically examine:

  • Whether implementation of the Treasury Department Blueprint will mean the end of the SEC;
  • The Obama administration's priorities and initiatives for the new securities regulation;
  • How SEC enforcement actions and recent industry debacles will shape fund regulation;
  • How disclosure and transparency of short sales and credit default swaps will affect fund strategies;
  • What the imminent return of investment advisory registration will mean to the industry;
  • What "fair value" will look like in 2009; and
  • The implications of TARP for securities regulation and fund managers.

Moderated by:

  • Jay Gould, Partner, Pillsbury

Opening Presentation by:

  • Vinod Paul, Managing Director, Eze Castle Integration

Our panel of speakers will include:

  • Joseph Grundfest, Stanford University Professor & Former Commissioner of the SEC
  • Craig Tyle, Executive VP & General Counsel, Franklin Resources, Inc.
  • Jack Gaine, President Emeritus, Managed Funds Association