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Hedge Fund SEC Examination Preparation Guide

Posted by Mary Beth Hamilton on Thursday, December 23rd, 2010

During our recent webinar on hedge fund due diligence, we received a number of questions regarding the SEC’s process for conducting routine examinations. To help simplify this process, we have provided two articles on what to expect during an examination, as well as the types of information that are typically requested by the SEC.

To further assist with this complex process, we have created a presentation on the topic. Check out the Hedge Fund SEC Examination Preparation Guide now!

Hedge Fund SEC Examination Preparation Guide

View more presentations from Eze Castle Integration.

Also, don't forget to read our SEC Examination Preparation articles:

To discuss the SEC examination preperation process and the role of technology, contact an Eze Castle Integration representative.

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Categorized under: Business Continuity Planning  Hedge Fund Due Diligence  Hedge Fund Operations  Hedge Fund Regulation 



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