During our recent webinar on hedge fund due diligence, we received a number of questions regarding the SEC’s process for conducting routine examinations. To help simplify this process, we have provided two articles on what to expect during an examination, as well as the types of information that are typically requested by the SEC.
To further assist with this complex process, we have created a presentation on the topic. Check out the Hedge Fund SEC Examination Preparation Guide now!
Also, don't forget to read our SEC Examination Preparation articles:
To discuss the SEC examination preperation process and the role of technology, contact an Eze Castle Integration representative.