Hot Topics for Investment Managers: Compliance & Technology Directives for 2012 (Webinar)
This event has passed. To listen to the replay, click here or watch it below.Your first priority is making sound investment decisions. But more than ever, investors and regulators expect firms to focus on their operations and infrastructure as well. During this webinar, experts from ACA Compliance Group and Eze Castle Integration discussed:
- Form PF and other report filing and registration requirements;
- Tips for compliance program development, reviews and training; and
- Technology must-haves including email security, encryption, and more.